ABSTRACT: Performers and editors of early music have always been conscious of the need to provide accidental inflections not present in the sources themselves. In reviewing some of the work of recent scholars within the context of the writings of established Medieval and Renaissance theorists, I try to explore a way of resolving what seems to be an incompatibility between our own understanding of consonance and interval, and the Renaissance theorists' understanding and evaluation of mode.
[2] Of three examples studied by Margaret Bent, two have subsequently been reviewed by Karol Berger,
[3] The remaining example studied by Bent--a portion of the Josquin motet Ave Maria--led her to make a proposal that has remained unchallenged during its twelve years of currency. The passage concerned is attached as the EXAMPLE 1.
[4] Beginning at measure 44, this passage undergoes a considerable amount of ficta activity stemming from the simultaneous occurrence in measure 48 of b in the bass and f in the tenor. By the accepted rules of consonance, the bass b must be flattened to b-flat in order to provide a perfect consonance with the tenor. This, according to Bent, sets off a chain reaction over the next four measures so that e-flats and a-flats become introduced in order to avert the presence of vertical diminished fifths (i.e. the Bb will call for the Eb, and then the Eb will require the Ab).
[5] Any explanation either in favor of, or against, her proposal will need to address the following conceptual issues: a) frequency stability; b) modal stability; c) consonance evaluation.
[6] With regard to a) frequency stability, there is no difficulty. Although Bent does not accept the relevance of such a notion, it is perfectly possible for singers who do to follow her notation and to move through the relevant steps required to arrive at the cadence on the pitch indicated. The proposal in itself does not, therefore, prescribe or presume a lack of pitch stability.
[7] A major difficulty arises however with regard to b) modal stability. Since Bent ("Diatonic ficta," pp 45-47) regards modal coherence as a close relative of pitch stability (against which she argues), it is her view that this ficta activity in no way disturbs the mode. Zager in his article ("From the Singer's Point of View...," p. 11) also argued against the notion of "modal purity" as having been a compositional precondition for fifteenth- and sixteenth-century music. Before discussing what can be inferred from Zager's casual term "modal purity," the essential difficulty which emerges is that the views suggested by both Bent and Zager with regard to the importance or otherwise of "mode" are contradicted by the highest Renaissance authorities, in particular Glareanus.
[8] Although Bent's article does not indicate the fact, the Josquin motet Ave Maria was one of a large number of works by Josquin selected by Glareanus for inclusion in his Dodecachordon published in 1547.
[9] On the testimony of Glareanus alone, Bent's proposal for this motet collapses at a single stroke. Book III, Chapter XXIII, concerns the Hypoionian mode which, he tells us, "is so very common in our time and in such frequent use among men that I would
have omitted an example of it if we had not presented examples of all the other modes."
[10] The whole point of Margaret Bent's solution is that the harmony is, via the "necessary" application of diatonic ficta, "removed from its base," but that this removal is not only a logical way of dealing with consonance issues but also does not
in her view disturb modal coherence.
[11] Zager, in stating that "modal purity" was not a precondition for the composition of fifteenth- and sixteenth-century music, does not define his terminology. If, by "modal purity," he has in mind a succession of notes and harmonies that arise only from the pure diatonic notes of a particular scale, then he is obviously correct since little or no composed music proceeds in performance without accidentals (written or unwritten). If, however, he means music whose melodic and harmonic attributes are consistently directed towards the firm establishment and articulation of a particular mode (or modes), then he must be incorrect.
[12] Josquin's Ave Maria follows precisely the criteria required of compositions written in Mode 12 (Hypoionian). Its range, as described by Glareanus, is from G to g and its final is on c. Furthermore, its cadence points concur exactly with those prescribed for this mode by Zarlino,
[13] Since it is impossible to render the Josquin passage in any way other than that proposed by Bent without failing to eliminate all diminished fifths otherwise occurring between notes of the upper voices (such an elimination being her prime motive), it must follow that Glareanus viewed a proper performance of this motet as one in which some diminished fifths were present. Only by this means would it have been possible to remain faithful to the mode on account of the actual notes Josquin composed in the particular combination chosen by him. It is necessary, therefore, to question Bent's assumption that all such combinations needed to be eliminated, and to arrive at a credible rationale for the use of such intervals within a polyphonic texture.
[14] In the Supplement to Pietro Aaron's Toscanello
[15] Another manifestation of bass-precedence affects the employment
of the perfect fourth. This interval was regarded as a dissonance if
used alone,
[16] Perhaps more immediately relevant to the present essay is Aaron's
painstaking review of a list of published compositions in which
individual praise is given to the composers concerned for clearly
inserting the flat sign at points where singers would otherwise fall
into the trap of producing a diminished instead of a perfect fifth.
[17] This is the more remarkable since in many of the cases cited the
same composers have apparently failed to eliminate such dissonances
from upper voices, seemingly without Aaron's censure. In this
connection, Orto's Ave Maria is worth a brief examination.
[18] The exact occurrence of the tenor Eb cited by Aaron occurs at
measure 46, situated directly below a Bb in the alto voice. At this
very moment of occurrence the bass voice drops out. However in the
preceding bar, when the bass was still present, the tenor was
approaching the cadence to F by singing the leading note
E-natural. This note sounds directly beneath the soprano b-flat
causing a diminished fifth (plus an octave). The only explanation for
a) Orto's lack of a flat sign here, and b) Aaron's lack of concern
over this must lie in the fact that beneath this combination the bass
is singing a low G. Just as the harshness of the perfect fourth is
brought to consonance by the presence of a note a perfect fifth lower
(which transforms the aural and acoustic parameters within which the
notes of the perfect fourth are now heard), so the presence beneath
this diminished fifth of the low G transforms its embryonic harshness
into a sound more acceptable because the overall combination now
provides more consonance than dissonance.
[19] The reason why it is mandatory to prevent the lowest note of a
chord from forming a fifth with any upper note of that chord logically
follows from the above argument. When there are more than two notes
sounding, the ratio of the lesser to the greater becomes less crucial
in the overall effect than does that of the lesser to the
greatest. Where the greatest (i.e. the lowest-sounding note) itself is
dissonant with an upper note, an adjustment of pitch to bring about
consonance is mandatory. This clearly explains why partial signatures
were generally restricted to lower voices (any of which could at any
time become the harmonic fundamental of the texture), and also why
Aaron singled out notated flats carefully indicated in bass parts to
avert such dissonances. It also explains why Renaissance theorists
were so uncompromising over the total prohibition of mi
sounding against fa in a perfect concord (which would have been
impossible in any case were the singers to locate their steps of the
gamut accurately, because if they did find themselves singing
mi against fa within the stability of relative pitch
required by the gamut they would also find that they were not singing
a perfect concord). None of this means, however, that diminished
fifths were to be completely banned from composed music; it simply
means that perfect consonances did not admit them, and that where
perfect consonances were to be attained such intervals had to be
eliminated.
[20] Before firmer ground can be established between the opposing
views on Josquin's Ave Maria presented by Bent and Glareanus, a
clearer view of compositional propriety needs to be established. This
is particularly necessary on account of the clear distinctions of
criteria applied to counterpoint that was improvised (super
librum) as opposed to composed (res facta). Bonnie
Blackburn
[21] Bonnie Blackburn's statement implies that in composed music all "improper dissonances" deemed (by whatever criteria) that exist anywhere between any two parts must be removed. Yet we know that this cannot be the case because the perfect fourth, which was considered by Tinctoris to be harshly dissonant (see note 10 above), was routinely admitted into composed music when covered by a voice sounding a fifth below (see note 11 above).
[22] Tinctoris uses a more carefully worded description. He does not speak of "improper dissonances," but (on the contrary) "the order and law of concords." Further, he does not say that "each voice must be related to every other voice" but is concerned that "concords of any part in relation to themselves and all others should be observed."
[23] The difference here is that while all the voices according to
Blackburn's surmise are mutually exclusive of all "improper
dissonance," the same voices are according to Tinctoris mutually
inclusive of the laws of consonance. Although this may, at
first, seem to amount to the same thing, it is actually very different
and will materially affect one's whole view of consonance and
dissonance treatment as it is perceived to arise in examples like
Josquin's Ave Maria. For one thing, Blackburn's view will agree
with Bent's so that no diminished fifths will be permitted to exist
anywhere in Josquin's texture (not because they combine poorly with
the other voices, but because they have the temerity to exist at
all). Yet we know from Tinctoris himself that the use of diminished
fifths in the upper voices of composed music was widespread,
[24] The most crucial difference between the statements of Blackburn and Tinctoris, however, is that Blackburn seems to deny the need to view the existence of intervals "in relation to all the others" as well as "in relation to themselves" (which is what is prescribed by Tinctoris). In other words, if a singer happens to sound the note Bb above a voice singing G a tenth lower, and simultaneously a third singer happens to sing the note E-natural in between, Blackburn's assumption is that both singers of the upper voices will instantly cease to be aware of the consonance between their own notes and the bottom pitch because (independently from this two-fold consonance) there would exist a dissonance between themselves which somehow overrides and disqualifies their consonance with the lowest voice. According to Tinctoris, however, the situation would be quite different: while, at the moment of collision, the two higher singers would be aware of a dissonance between them, their acceptance or rejection of this dissonance (i.e. whether or not they decided that it is an "improper dissonance") would only occur as a result of their evaluation of the overall effect of this juxtaposition with the lowest voice. This is precisely why, indeed, there is a distinction between the dissonant and the consonant perfect fourth. The judgment as to whether such dissonances are "improper dissonances" (Blackburn) must therefore be arrived at not pragmatically with reference to the two upper voices alone, but with regard to "all the others" (Tinctoris) as well. In this regard Tinctoris tells us that the majority of composers were happy, taking into account the overall effect of such a combination, to use the diminished fifth in this way as a means of approaching a perfect consonance.
[25] Returning therefore to the Josquin example, we must now find a way of remaining faithful to Glareanus' view of modal fidelity while also ensuring that perfect concords are not placed in jeopardy by improper dissonances.
[26] Glareanus, as shown in paragraph 9 above, hailed Josquin's Ave
Maria as a piece composed "very learnedly and pleasingly" in the
Hypoionian mode "without removing the harmony from its base." The
regular cadences, as shown in paragraph 12 above, concur with those
prescribed by Zarlino. Zarlino's own two-voice example of mode 12,
however, presents none of the problems posed by the Josquin four-voice
motet.
[27] Although we cannot take too much comfort from Zarlino's
apparently less condemnatory attitude to such practices in two-part
textures as opposed to single lines, it is reassuring to note that his
attitude becomes less severe when speaking of the use of more than two
voices. He continues: "It is true, however, that in compositions for
many voices it is often impossible to avoid such relation and not to
arrive at such an impasse...But even when necessity thus presses upon
him, he [the composer] should at least see that these defects occur in
diatonic steps and in those which are proper and natural to the mode
and not in those which are accidental, that is, those indicated in a
composition by the signs 'natural', 'sharp' and 'flat'. For used in
this way they do not have such a poor effect."
[28] There is a three-fold purpose in quoting this extract. First, it
recognizes that passages can occur where there is no satisfactory way
out of the "impasse," and where the composer finds himself in a tight
corner. Second, the only satisfactory way of dealing with the problem
is to restrict the steps to those which are diatonic to the mode
rather than to extend the "impasse" to those steps which involve the
use of written accidentals. Third, Zarlino concludes (despite his
earlier utter condemnation of non-harmonic relations) that when they
are handled in this manner in compositions for "many voices" they do
not now have such a poor effect. Crucial to this acceptance is, yet
again, the unassailable centrality of the concept of "mode" which, as
a binding force, generates such a coherence and logic to the unfolding
of line and harmony that even Zarlino is prepared to accept the
presence of diminished fifths provided their arrival and departure
does not disturb this coherence. It must, however, be axiomatic that
perfect consonances involving the lowest voice remain as perfect
consonances (with interval adjustment where necessary to facilitate
this). This is the only explanation for Zarlino's complete intolerance
of such intervals and cross-relations in two-voice textures. It must
also follow, therefore, that the tolerance shown in larger textures
applies only to such events when they occur in upper voices
[29] Josquin would seem, in the example under consideration, to have
arrived at Zarlino's "impasse," but Bent has not followed Zarlino's
advice in finding a suitable way around it. Her solution (see EXAMPLE
1 and paragraph 4 above) has rejected the offer Zarlino made of being
prepared to approve non-harmonic diminished fifths and cross-relations
provided the result was within the mode. This would have given a
reward of the kind expected by Glareanus on his own testimony of the
very piece itself. Instead, however, an over-zealous impulse to rid
the whole texture of such intervals (as would certainly have been
required for a texture of only two voices) has led to a far greater
"defect": the music has been inextricably shunted, simply by the
escalation of successive ficta steps, away from its proper mode into a
completely different one. Zarlino would surely have been much happier
to have retained modal integrity, particularly since he says elsewhere
of mode 12 that "...every composer who wishes to write a composition
that is cheerful does not depart from this mode."
[30] My proposal for the passage under review is that illustrated in EXAMPLE 2. The only melodic adjustments applied are brought about by normal recta means, in each case the recta B-flats simply prevent imperfect or superfluous intervals occurring with the lowest-sounding voice where perfect intervals are mandatory. In recognizing Zarlino's "impasse" as clearly evident in this example, no apology is needed in following his advice in handling it. The non-harmonic cross-relations, together with the occasional upper-voice diminished fifths which precede perfections, all serve to emphasize the prevailing mode within which they bring about their own resolutions. For this reason, I have to agree with Zarlino that "they do not have such a poor effect."
2. Daniel Zager, "From the Singer's Point of View: A Case Study in Hexachordal Solmization as a Guide to Musica Recta and Musica Ficta in Fifteenth-Century Vocal Music," in Current Musicology 43 (1987), 7-21.
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3. Karol Berger, Musica ficta: Theories of Accidental Inflections in Vocal Polyphony from Marchetto da Padova to Gioseffo Zarlino (Cambridge: Cambridge University Press, 1987), 43-8.
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4. Heinrich Glareanus, Dodecachordon, A Facsimile of the 1547 Basel Edition (New York: Broude Brothers, 1967). See also Clement A. Miller, "Dodecachordon: Translation, Transcription and Commentary" (2 vols.) in Musicological Studie
s and Documents 6 (Rome: American Institute of Musicology, 1965).
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5. While most other composers are represented by from between 1 and 6 pieces, Josquin is represented by no fewer than 29. We can be sure also from the way in which Glareanus eulogizes over Josquin's virtues in Book III, Chapter XXVI that Glareanus was intimately acquainted with the music of this "genius" and "chief of singers." To have made a careful selection of 29 pieces which exemplified particular attributes relevant to Glareanus's discussion of Mode was evidently not a difficult task fo
r him.
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6. Miller, 2, 263.
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7. While it is true that, in terms of tonicization, Bent's solution remains "coherent," it is only possible surely to view such a modal consistency anachronistically. What she has evinced is a harmonic treatment that would be quite in keeping with a Mozart sonata movement where, characteristically, a phrase in C major might be echoed by its restatement in C minor. This echo might then cadence via a tierce de picardie back to C major. Two hundred and fifty years earlier in Renaissance terms,
however, the modal characteristics would be viewed rather differently. Measures 44-7 would be heard in terms of the (hypo)ionian mode; but an abrupt modulation in measures 48-53 would cause these bars to be heard as a transposed Aeolian mode (transposed three degrees flatwards) eventually to cadence with a major third. Whether or not we hear this music through Renaissance ears (as Bent would wish), it is difficult to see how such a performance could have any effect other than "remove the harmony from its
(i.e. the hypoionian's) base."
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8. Zager, p. 11. If one were to claim that "tonal purity" was not a precondition for the composition of seventeenth- and eighteenth-century music, a comparable ambiguity would be perpetrated. To be sure, no composer from this era would compose anything without a clear tonal base, but it is unlikely that this base could be adequately articulated only by a succession of notes restricted to those of the diatonic scale (major or minor). Only by moving away from, and back to the home key is the tonality effectively articulated, and this creates a diversity of cadence positioning. It also admits notes outside the diatonic series which serve to form essential links between one cadence position and another. This means that while a piece may be described as being written in a key, not all of it will remain in that key. All movement around the prevailing key center will be carefully balanced to maintain a tonal coherence designed to emphasize the home key. In a similar manner Renaissance music composed in a particular mode will cadence upon accepted degrees of the scale other than the final, and this will bring into being the use of notes outside the diatonic notes of that mode either as raised leading notes to the new cadences, or as sharpened or flattened notes required for consonance purposes in the approach to new cadence points. Renaissance musicians, however, were quite clear as to which particular degrees of the scale were appropriate cadence points for particular modes, and which were not.
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9. Gioseffo Zarlino, On the Modes, trans. Vered Cohen, ed. Claude V. Palisca 1983, (New Haven: Yale University Press, 1983), 86.
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10. Pietro Aaron, Toscanello in Music, trans. Peter Bergquist (Colorado Springs: Colorado College Music Press, Translations: no. 4, 1970), 3, 23-24.
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11. "...it produces an intolerable discord. Hence it is rejected by counterpoint..." (Tinctoris, "Liber de arte contrapuncti," trans. A. Seay, Musicological Studies and Documents 5 [Rome: American Institute of Musicology, 1961], p. 29.)
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12. "If you put the tenor a fourth below the cantus, put the bass a fifth below the tenor and the alto a third or tenth above the bass. If you put the bass a third below the tenor, put the alto another third below the bass, because the consonant fourth is not pleasing without the fifth below." (Bergquist, 2, 36.)
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13. Bergquist, 3, 17-20.
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14. Helen Hewitt & Isabel Pope, Petrucci: Harmonice Musices Odhecaton A, (Cambridge, Massachusetts: The Mediaeval Academy of America, 1942), 219.
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15. Since consonance and dissonance are determined by the ratio of the lesser to the greater (e.g. the octave ratio of 2:1 providing a simpler, hence more consonant relationship than that of the perfect fourth which is 4:3), it must logically follow that when a low G is placed beneath the interval E-Bb two new consonances are suddenly brought into being. These are the intervals GG-E (a major sixth) and GG-Bb (a minor third plus an octave). Dissonance is, of course, still present between the
upper two notes (just as it is with the perfect fourth placed a fifth above the bass), but the manner of perception is tempered by the added consonances which arise from the presence of the lowest note.
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16. Using a convenient modern manner of description, a perfect consonance can be likened to a chord in root position. Throughout most of the Renaissance, the paradigmatic form was that of three notes where the middle one was a perfect fifth
higher than the lowest, and the highest formed an octave with the lowest. Although the two upper notes formed only a fourth (which was a dissonance), each formed a perfect consonance with the lowest. In a similar manner, an imperfect consonance could be
viewed as a chord of the first inversion (major, minor or diminished). In any such chord, each upper voice (irrespective of the presence or absence of dissonance perceived to be in existence between the two upper notes) will form an imperfect consonance
(i.e. a third or sixth) with the lowest.
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17. For a more thorough discussion of the prohibition and use of the tritone and diminished fifth, see Berger, 70-154.
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18. Bonnie Blackburn, "On Compositional Process in the Fifteenth Century," JAMS 40 (1987), 283.
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20. Tinctoris (Seay, 131) stated: "Indeed, perfect concords which are made imperfect or superfluous by a chromatic semitone, that is, by alteration, must be avoided, although I am aware that almost all composers use these above all or half or a larger part of the note defining the measure and immediately preceding a perfection in a composition of three or many voices...."
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21. Palisca, 87.
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22. Berger, 110.
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23. Zarlino, Le Istitutioni harmoniche, trans. Guy Marco and Claude Palisca (New Haven: Yale University Press, 1968), 65.
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24. I have used the words 'natural', 'sharp' and 'flat' only because the accidental signs themselves, which Zarlino uses in the extract above, do not have ASCII equivalents that can be used in the presentational format of this essay.
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25. It is my view that, in general, the importance of mode has been underrated in recent times. Perhaps the view has been that writers like Zarlino and Glareanus, in attempting to codify and package their own humanistic views on the music of their time, merely imposed these upon the works of composers who, possibly, may have had little or no actual interest in such dogma. I have two problems with this view. First, composers like Josquin were surely no less humanistic in their outlook than commentators like Zarlino and Glareanus. And second, it seems to me highly inconsistent, on the one hand, to trawl through the many complicated paragraphs of such writers in order to tease out useful hints on technical matters like non-harmonic relations (and to construct elaborate theories upon these findings) while, on the other hand, clear technical and aesthetic comments upon modes and their use offered by the same writers are conveniently overlooked. Karol Berger (Musica Ficta...) places an important emphasis upon this aspect and notes (p. 58) concerning the question of accidental signatures that "The answer to this question is simple, predictable, and supported by massive evidence...one used an accidental signature when one wanted to transpose a melody to a different location from the one it would have if notated without the signature and to retain all of its intervals unchanged, that is, to retain its mode. This is why one is justified in calling it a 'key signature'." This view contrasts significantly with the position of Margaret Bent ("Musica Recta and Musica Ficta," Musica Disciplina 26 [1972], 73-100) and Andrew Hughes ("Manuscript Accidentals: Ficta in Focus 1350-1450," Musicological Studies and Documents 27 [Rome: American Institute of Musicology 1972]) who considered the function of accidental signatures as being to transpose the Guidonian Hand. For evidence offered against the position of Bent and Hughes, see Berger, 64-5.
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26. Palisca, 86.
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