MTO Dissertation Listings

Volume 3.4 1997

Menu

  1. Dudeque, Norton E. "Tonal Harmony and the Concept of Monotonality in the Writings of Arnold Schoenberg."
  2. Foulkes-Levy, Laurdella. "A Synthesis of Recent Theories of Tonal Melody, Contour, and the Diatonic Scale: Implications for Aural Perception and Cognition."
  3. Gonzales-Lizausaba, Oswaldo. "A Formalized Analysis of Luciano Berio's Erdenklavier for Piano Solo: An Undulatory Approach."
  4. Jacobus-Freund, Suzanne A. "The Art of Development: Development and the Development Section Seen Through the Eyes of Theorists, ca. 1775-1830."
  5. Power, Richard. "An Analysis of Transformation Procedures in Gyorgy Ligeti's String Quartet No. 2."


Dudeque, Norton E. "Tonal Harmony and the Concept of Monotonality in the Writings of Arnold Schoenberg"

AUTHOR:  Dudeque, Norton E.
TITLE:  "Tonal Harmony and the Concept of Monotonality in the Writings of 
        Arnold Schoenberg"
INSTITUTION:  Universidade de Sao Paulo
BEGUN: January, 1994
COMPLETION:  June, 1997
ABSTRACT:
This dissertation is a study on the main theoretical thoughts 
on tonal harmony found in the published writings of Arnold Schoenberg. 
Central to his concerns on the subject is the concept of monotonality 
which permeates a great part of his tonal principles. The dissertation is 
divided in six chapters. The first addresses the foundations of the tonal 
system derived from the overtone series. The elements which contribute 
for a definite tonal expression is the subject of the second chapter, 
these are summarized by root progressions, characteristic pitches, and 
the origin of the substitute tones. The concept of monotonality is 
accomplished through the concepts of substitution, neutralization, and 
tonal regions, these are the topics of the third chapter. Tonal function 
is the subject of study in the fourth chapter. In schoenbergian theory 
tonal function is discussed in two levels: a general and a specific. The 
enlargement of tonal relationships is achieved by the concepts of 
transference of function, transformation of chords, and by a special 
category of chords which present an indefinite function: the vagrant 
chords, they represent the best example of multiple function which is of 
great importance in developing an enlargement of tonal relationships. The 
latter subject is discussed in the fifth chapter which addresses the 
Extended Tonality. The notion of an extended tonality begins with the 
concept of the emancipation of the dissonances. This starting point is 
further developed into the notions of an extended tonality which 
comprises the concepts of suspended tonality and floating tonality, both 
are complementary. The inclusion of non-tonal elements in a tonal context 
is considered the last level of development in extended tonality. These 
topics are illustrated in short analytical examples from works by 
Schoenberg, Webern, and Berg. In the last chapter the analyses of two 
songs by Schoenberg, "Erwartung", Op. 2, no 1, and "Traumleben", Op. 6, 
no 1, illustrate most of the topics discussed in the dissertation. The 
dissertation also aims to show the origin of some of the concepts and 
notions present in schoenbergian theory. These are treated in a  
secondary level of information and addresses subjects such as: root 
progressions in schoenbergian theory and in Simon Sechter's theory; and 
tonal regions, the Chart of Regions and its relation to Riemann's 
function theory.   

KEYWORDS:  Theory, tonal harmony, schoenbergian theory, monotonality, 
extended tonality, analysis.  

TOC:  Introduction: Arnold Schoenberg's Corpus Teoricus, Historical 
Context. Chapter I: The Tonal System in Schoenberg's Theory. 1.1: The 
Origin of the Tonal System for Schoenberg, 1.2: The Concept of Tonality, 
1.3: The Development of the Tonal System. Chapter II: The Expression of a 
Tonality. 2.1: Root Progressions, 2.2: Characteristic Pitches and the 
Establishment of a Tonality, 2.3: Minor Tonality and its Characteristic 
Pitches, 2.4: The Church Modes. Chapter III: Monotonality. 3.1: 
Substitution, 3.2: Introduction of Substitutes "Quasi-diatonic" and 
Chromatic, Neutralization and False Relation, 3.3: Regions in Major and 
Minor, 3.4: Classification of Regions, 3.5: The Principle of 
Monotonality. Chapter IV: Tonal Function, 4.1: Tonal Function: General 
Concepts, 4.2: Tonal Function for Schoenberg, 4.3: Specific Functions: 
4.3.1: Pitch Functions, 4.3.2: Root Functions, 4.4: Transference of 
Function by Imitation, 4.5: Chord Transformation, 4.6: Vagrant Chords and 
Multiple Meaning. Chapter V: The Expansion of Tonality. 5.1: The 
Emancipation of the Dissonances and "Non-harmonic Tones", 5.2: Extended 
Tonality, 5.3: The Last Elements in the Expansion of Tonality, 5.4: 
Analytical Exemplification of Extended Tonality. Chapter VI: Analyses. 
6.1: Analysis of "Erwartung" Op. 2, no 1, 6.2: Analysis of "Traumleben" 
Op. 6, no 1. Conclusions.

CONTACT:  norton@coruja.humanas.ufpr.br

Back to Dissertation Menu


Foulkes-Levy, Laurdella. "A Synthesis of Recent Theories of Tonal Melody, Contour, and the Diatonic Scale: Implications for Aural Perception and Cognition"

AUTHOR: Foulkes-Levy, Laurdella
TITLE: A Synthesis of Recent Theories of Tonal Melody, Contour, and
       the Diatonic Scale: Implications for Aural Perception and Cognition
INSTITUTION: State University of New York at Buffalo
BEGUN: January, 1994
COMPLETED: September, 1996
ABSTRACT:
This dissertation deals with the application of several recent theories of 
music to musicianship training.  The theories concern: (1) the hierarchical nature 
of tonal melody, (2) reduction techniques which reveal common tonal patterns at 
various levels of structure, (3) the relationship of these common patterns to 
theories of the diatonic system, and (4) pedagogical concepts for developing 
musical skills.  The theorists whose work most clearly represents each of these 
areas include Heinrich Schenker (tonal melody as hierarchical), Fred Lerdahl and 
Ray Jackendoff (rhythmic reduction), Robert Morris (contour reduction), John 
Clough (the diatonic system), and Erzs�bet Hegyi (aural skills pedagogy).  After a 
presentation of the theories, commonalities and correspondences among them become 
the basis of a synthesis, presented as a working theory.  This working theory in 
turn serves as the basis for exercises and activities in aural skills training.  

Musicianship training focuses primarily on features that are on the 
surface of the melody.  Schenker�s theories reveal the hierarchical nature of 
tonal music, but deal more thoroughly with middleground and background structures. 
 Therefore, reduction techniques that concentrate on levels close to the surface 
of the melody are more important here.  Two reduction techniques are advocated: 
one of these selects members of a higher level through regular rhythmic patterns, 
the other through contour pitches.

Patterns that are revealed at various structural levels are common tonal 
ones consisting of scales, scale segments, triads, seventh chords, neighbor note 
figures, sequences, and non scalar segments of 3�5 pitches.  These patterns are 
referable to (ordered) diatonic segments as members of various segment classes.  A 
theory is devised to accomodate various classes of pitch and pitch-class segments 
and unordered pitch-class sets.  The patterns become the focus for aural training 
exercises and activities designed primarily to improve skills in ear training, 
sight singing, improvisation, and dictation.

KEYWORDS:
Tonal melody, contour, diatonic scale, perception, pedagogy,
cognition, musicianship, solfege, reduction, hierarchy

TOC:
Ch. 1. Introduction
Ch. 2. Review of the Literature
Ch. 3. A Synthesis of the Literature
Ch. 4. Pedagogical Applications
Ch. 5. Conclusion

CONTACT:
Laurdella Foulkes-Levy
Department of Music
University of Mississippi
University, MS 38677
mulfl@olemiss.edu
(601) 232-5116 (office)
(601) 232-7830 (FAX)

Back to Dissertation Menu


Gonzales-Lizausaba, Oswaldo "A Formalized Analysis of Luciano Berio's Erdenklavier for Piano Solo: An Undulatory Approach."
AUTHOR: Gonzalez-Lizausaba, Oswaldo
TITLE: A Formalized Analysis of Luciano Berio's Erdenklavier for 
  Piano solo, an Undulatory approach.
INSTITUTION: Ecole des Hautes Etudes en Sciences Sociales, IRCAM, CNRS (Paris).
BEGUN: November, 1996.
COMPLETED: June, 1997.
ABSTRACT:
This DEA (Master) dissertation is an analysis of Berio's
*Erdenklavier* for Piano solo (1969) with a new analytic system
called: Undulatory Analysis invented by Oswaldo Gonzalez-Lizausaba.

One of the fundamental postulates of the Undulatory Analysis
(UA) is that any work of music (acoustic or electronic) is
the result of a large undulatory process, that is, a metaphor
or projection in a very wide range of the sound as it 
exists in the nature: a Soundwave. In consequence, each 
musical work has its Natural Undulatory Segmentation. 
This Natural Undulatory Segmentation conforms the 
Global Undulatory Movement of the piece that represents in 
itself its Undulatory model called: The Formal Undulation.
 
Another main postulate of the UA, is that any musical work 
is the result or projection of a unique sound called the 
Fundamental Wave of the piece. This Fundamental Wave is 
conformed by the sum of all sounds (frequencies) used in the 
piece, and it is the composer who positions each of this 
sounds at different places of the work temporal-space as a 
result of his or her compositional gestures (different 
procedures, algorithms, etc.). 

The UA also reconsiders the notion of musical repetition 
which is reformulated as a part of the undulatory process of
any musical work. Any linguistic notion of repetition is 
inoperative for this new analytic system. For the UA, the 
repetition is undulatory (acoustic) and not linguistic. 
This notion of repetition is supported with concepts and 
ideas of French philosopher Gilles Deleuze.

A full analysis of Erdenklavier is realised and two models 
of the piece are presented which can prove the validity of 
this new analytical system. This models are: 
The Algorithmic Model, which simulate the entire process 
of the composition of the piece and the second model, divided
in two parts: the Formal Undulation and the Fundamental 
Wave of Erdenklavier.

KEYWORDS:
undulation, form, Berio, Erdenklavier

TOC:
Acknowledgements
Table of Contents
Introduction

I General Presentation of the piece
I.1. The Choice of the piece
I.2. The Fundamental Conception of the work
I.3. The Generating Idea of the work
I.4. "Difference and Repetition" in Erdenklavier

II A Formalized Undulatory Analysis of Erdenklavier
II.1. General Description of the work
II.2. The Pitch Organisation
	II.2.1. The Intervals
II.3. The Series in Erdenklavier
	II.3.1. The Serial treatment
	II.3.2. The Paradigmatic Series
	II.3.3. The Organisation of Paradigmatic Series
II.4. The Temporal Organisation
	II.4.1. The Duration Series
	II.4.2. The Grouping of Duration in Cells-series
II.5. The Undulatory Segmentation
	II.5.1. The Total Undulatory Extension of the Work
	II.5.2. The Undulatory Segments
	II.5.3. The Numbering of the Undulatory Segments
	II.5.4. Analysis of the Undulatory Segments
		II.5.4.1. The Undulatory Segments Series
	II.5.5. The Paradigmatic Undulatory Movements
	II.5.6. Analysis of the Global Undulatory Analytic Movement
		II.5.6.1. The Period of the Global Undulatory Analytic
                  Movement

II.6. The Dynamic Structure of Erdenklavier
II.7. The Sustained Notes in Erdenklavier
II.8. The Damper Pedal
II.9. The Models of Erdenklavier
	II.9.1. The Algorithmic Model of Erdenklavier
	II.9.2. The Formal Undulatory Model of Erdenklavier
		II.9.2.1. The Formal Undulation of Erdenklavier
		II.9.2.2. The Fundamental Wave of Erdenklavier

III Conclusion
IV Annexes (includes a floppy disk with some sound examples)
V Index of Terms
VI Bibliography

CONTACT:
Oswaldo Gonzalez-Lizausaba
33, rue de l'Ermitage
95320 Saint Leu La Foret
France
tel.  (01) 30 40 71 89 - Fax (01) 34 18 08 11
e-mail: ciimc@club-internet.fr

Back to Dissertation Menu


Jacobus-Freund, Suzanne A. "The Art of Development: Development and the Development Section Seen Through the Eyes of Theorists, ca. 1775-1830."

AUTHOR:  Jacobus-Freund, Suzanne A.
TITLE:  "The Art of Development:  Development and the Development section
        Seen Through the Eyes of Theorists, ca. 1775-1830." 
INSTITUTION:  Yale University
BEGUN:  January 1995 
COMPLETION:  May 1998
ABSTRACT:
This dissertation seeks to trace the history of the idea of
development as a procedure that becomes centralized to a specific section
of a musical composition.  The primary goal is to gain insight into how
Classical theorists understood development, both as it occurs in what is
commonly known as the development section of a sonata form movement as
well as in other locations.  The principal theorists to be studied are
Heinrich Christoph Koch, Francesco Galeazzi, and Anton Reicha.  The
writings of other theorists such as Joseph Riepel, Jerome- Joseph de
Momigny, Alexandre-Etienne Choron, Carl Czerny, and Adolf Bernhard Marx
will also be cited.  This study will also examine the music of composers
cited by or contemporaneous with these theorists and look for links
between practice and theory. 

KEYWORDS: development, Koch, Galeazzi, Reicha, Riepel, Momigny, Choron,
Czerny, Marx

TOC: I.  Introduction
     II.  Development and Harmony
     III. Development and Melody
     IV.  Other Issues
     V.   Conclusions

CONTACT:  suzanne.jacobus@yale.edu

Back to Dissertation Menu


Power, Richard. "An Analysis of Transformation Procedures in Gyorgy Ligeti's String Quartet No. 2."

AUTHOR: Power, Richard S.
TITLE: An Analysis of Transformation Procedures in Gyorgy Ligeti's
  String Quartet No. 2
INSTITUTION: University of Illinois at Urbana-Champaign
BEGUN: April, 1994
COMPLETED: July, 1995
ABSTRACT:
Gyorgy Ligeti's emigration from Hungary to Austria in 1957 gave
him his first chance to study serial music firsthand. After a brief
period of reflection he decided that serialism was not for him, but
the insights gained from his examination of it, as well as his new
experiences in electronic music, enabled him to develop a uniquely
individual style based upon the transformation of musical parameters
from one state to another. These transformation procedures are one of
Ligeti's primary means of articulating form within his works.

Although a great deal has been written about Ligeti's music, the
importance of transformation procedures as a formal determinant has
been largely neglected. The purpose of this dissertation is to analyze
those procedures within the context of his String Quartet No. 2
(1968). This work is the first since his emigration to the West in
which Ligeti explored the structural implications of a composition
with more than two movements, and he has revealed in program notes and
interviews that each of the Quartet's five movements follows the
same formal plan, although on the surface they display widely
different characteristics of expression and technique. After analyzing
the movements individually in detail, it is shown that a series of
fourteen stages occurs in each one.

Following a brief biographical portrait of Ligeti the second chapter
examines general features of his musical syntax. The third chapter
discusses the general harmonic and rhythmic considerations within the
Second String Quartet, as well as the various methods used to analyze
the harmonic and rhythmic transformations. The fourth chapter proceeds
with a detailed, objective analysis of each movement. Chapter five is
more subjective in character, describing the fourteen-stage formal
plan and how it is manifested within each movement.

KEYWORDS:
Ligeti, transformation, form, quartet, harmony, rhythm, violin, viola,
cello, 1968

TOC:
Introduction
Chapter 1: Biographical Information
	Early Years
	Life Following World War II
	Emigration to Germany
Chapter 2: Ligeti's Musical Syntax
	"Metamorphosis of Musical Form"
	"States, Events, Transformations"
	Ligeti's Style During the 1960's

Chapter 3: General Harmonic and Rhythmic Considerations Within the
  Second String Quartet
	Harmonic Transformations
	Linear Motion
	Microtones
	Rhythmic Transformations
Chapter 4: Analysis
	First Movement: "Allegro nervoso"
	Second Movement: "Sostenuto, molto calmo"
	Third Movement: "Come un meccanismo di precisione"
	Fourth Movement: "Presto furiosos, brutal, tumultoso"
	Fifth Movement: "Allegro con delicatezza"
Chapter 5: Formal Parallelisms
Conclusion

CONTACT:
Richard Power
2936 Barton Skyway, #408
Austin, TX 78746
email: r1power@aol.com
phone: (512)347-0791

Back to Dissertation Menu


Copyright

[1] Music Theory Online (MTO) as a whole is Copyright � 1997, all rights reserved, by the Society for Music Theory, which is the owner of the journal. Copyrights for individual items published in MTO are held by their authors. Items appearing in MTO may be saved and stored in electronic or paper form, and may be shared among individuals for purposes of scholarly research or discussion, but may not be republished in any form, electronic or print, without prior, written permission from the author(s), and advance notification of the editors of MTO.

[2] Any redistributed form of items published in MTO must include the following information in a form appropriate to the medium in which the items are to appear:

This item appeared in Music Theory Online
in [VOLUME #, ISSUE #] on [DAY/MONTH/YEAR].
It was authored by [FULL NAME, EMAIL ADDRESS],
with whose written permission it is reprinted here.

[3] Libraries may archive issues of MTO in electronic or paper form for public access so long as each issue is stored in its entirety, and no access fee is charged. Exceptions to these requirements must be approved in writing by the editors of MTO, who will act in accordance with the decisions of the Society for Music Theory.


prepared by Lee Rothfarb, General Editor
July 2, 1997